Enabling independence for financial professionals and their clients.
Transition Services enable financial professionals to retain their current clients when moving to an independent practice. With a Securities-Backed Line of Credit (SBLOC)1, your clients may be able to pay off loans and easily transfer their assets to your new practice.
Retain valued client relationships and portfolio assets; have a book of business when moving to an independent practice.
Services and Support:
- The expertise of a Business Development Officer throughout the transition.
- The Bancorp will perform a confidential review of all investment account statements to ensure that your clients’ existing loans and pricing remain intact.
Our team of tenured underwriters will assist with the payoff process.
1. An SBLOC cannot be used for the purchase of additional securities or to pay off a margin loan that was used to purchase securities.